Kevin Patrick Nicholson

Employer firm

The Ascent Group, LLC CRD 314424

$4.76B regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1991 → Present
  Walsh & Nicholson Financial Group
  Wayne, PA
• 06/2006 → 01/2023
  Ameritas Investment Corp.
  Lincoln, NE
• 06/2006 → Present
  Ameritas Life Insurance
  Lincoln, NE
• 03/2010 → Present
  Ameritas Life Insurance Corp Of New York
  New York, NY
• 05/2002 → Present
  Walnic Properties, Llc
  Wayne, PA
• 05/2021 → Present
  The Ascent Group, Llc
  Wayne, PA
• 02/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Wayne, PA

Previous Registrations

• 2008-08-12 → 2021-11-05
  Ameritas Investment Company, Llc
  Bala Cynwyd, PA
  Philadelphia, PA
  King Of Prussia, PA
  Worcester, PA
  Wayne, PA
  Lincoln, NE
  Freeport, NY

Other Businesses

1)Alera Group;investment related;3 Parkway N,Suite 500,Deerfield,IL 60015;corporation;associate;1/2/2023;160 hrs/month;130 hrs during trading;associate of Alera Group,act as an RR,IAR, and insurance agent as applicable to continue to serve my existing clients and new clients as well 2)The Ascent Group;investment related;119 W Wayne Ave,Wayne,PA 19087;investment advisor for advisory fee business as part of our Wealth Management practice,llc;IAR;5/15/2021;160 hrs/month;130 hrs during trading;providing investment advice to clients in return for advisory fees 3) Licensed as independent insurance agent;investment related;119 W Wayne Ave,Wayne,PA 19087;sale of fixed insurance products;agent;8/1/1986;40 hrs/month;40 hrs during trading;sale of fixed insurance products to clients where appropriate 4)Walnic Properties;not investment related;119 W Wayne Ave,Wayne,PA 19087;llc;partner;5/1/2002;0 hrs/month;0 hrs during trading;owner of property that we house TAG-Walsh and Nicholson Financial Group 5)Walsh and Nicholson Financial Group;investment related;119 W Wayne Ave,Wayne,PA 19087;insurance and investment practice;officer;4/1/1991;160 hrs/month;130 hrs during trading;sale of investment and insurance products as part of our wealth management practice 5) WALNIC PROPERTIES, LLC POSITION: Co-owner NATURE: LLC 50% owner of LLC that owns the property that our office is located in. We are the sole tenant. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2003 ADDRESS: 119 West Wayne Ave., Wayne PA 19087, United States DESCRIPTION: Periodically address maintenance issues of building. Confirm finances correct w/accountant.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-01
• S63 Uniform Securities Agent State Law Examination
  1986-09-18