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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-05 |
Branch Locations
1650 West Street 1St Floor, Southington, CT 06489 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Farmington | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Farmington | CT | 11/2016 | 07/2022 |
| Wells Fargo Advisors Financial Network, Llc | Southington | CT | 08/2022 | Present |
CHRISTOPHER BENJAMIN FINANCIAL GROUP; INVESTMENT RELATED; SIMSBURY,CT; 100% OWNERSHIP; START DATE 04/01/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-03 |
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