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Christopher Snow Benjamin

Wells Fargo Advisors Financial Network, LLC

Southington, CT

CRD 1562197

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-08-05
  • CT RA
    APPROVED
    Since 2022-08-05

Branch Locations

1650 West Street 1St Floor, Southington, CT 06489 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Farmington CT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Farmington CT 11/2016 07/2022
Wells Fargo Advisors Financial Network, Llc Southington CT 08/2022 Present
Previous Registrations
  • 2008-01-01 → 2022-08-05
    Farmington, CT
    Farmington, CT
  • 2003-11-07 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Farmington, CT
    Farmington, CT
    St. Louis, MO
Other Businesses

CHRISTOPHER BENJAMIN FINANCIAL GROUP; INVESTMENT RELATED; SIMSBURY,CT; 100% OWNERSHIP; START DATE 04/01/2022; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-29
S63 Uniform Securities Agent State Law Examination 1986-12-03
  • S66 Uniform Combined State Law Examination
    2003-10-29
  • S63 Uniform Securities Agent State Law Examination
    1986-12-03
Other Names
  • Chris Benjamin

View on SEC IAPD

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