David W. Bartz

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 10/2022
  Ubs Financial Services Inc
  Indianapolis, IN
• 10/2022 → Present
  Rbc Capital Markets, Llc
  Indianapolis, IN
• 12/2022 → Present
  City National Bank
  Indianapolis, IN

Previous Registrations

• 2009-01-16 → 2022-11-04
  Ubs Financial Services Inc.
  Indianapolis, IN
• 2000-04-14 → 2009-01-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

(1) NAME OF ENTITY: Five MIle View LLC ADDRESS: 5727 CENTRAL AVE INDIANAPOLIS IN 46220 INVESTMENT/NOT INVESTMENT RELATED: Yes, Managing/investing income from rental property. BUSINESS DESCRIPTION: Rental Property START DATE: 15/05/2024 CAPACITY: Owner DUTIES: My wife and I own and manage the property HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-04-10
• S63 Uniform Securities Agent State Law Examination
  1987-10-02

Designations

• Chartered Financial Consultant

Other Names

• Dave Bartz
• Dave Bartz
• David Walter Bartz
• David W. Bartz
• David W. W. Bartz