Glenn Philip Scharf

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-11
PA	RA	APPROVED	2025-07-10
TX	RA	APPROVED_RES	2025-07-10

FL RA
APPROVED

Since 2025-07-11
PA RA
APPROVED

Since 2025-07-10
TX RA
APPROVED_RES

Since 2025-07-10

Branch Locations

2477 Stickney Pt Rd #311B, Sarasota, FL 34231 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cumberland Brokerage Corporation	Philadelphia	PA	08/2008	07/2025
Scharf Group, Llc	Philadelphia	PA	01/1995	Present
Next Financial Group Inc	Philadelphia	PA	03/2011	07/2025
Lpl Financial Llc	Sarasota	FL	07/2025	Present

08/2008 → 07/2025

Cumberland Brokerage Corporation

Philadelphia, PA
01/1995 → Present

Scharf Group, Llc

Philadelphia, PA
03/2011 → 07/2025

Next Financial Group Inc

Philadelphia, PA
07/2025 → Present

Lpl Financial Llc

Sarasota, FL

Previous Registrations

2011-03-31 → 2025-07-10

Next Financial Group, Inc.

Radnor, PA

Houston, TX

Southampton, PA

Wayne, PA

Gilbertsville, PA

Sarasota, FL
2007-09-24 → 2011-03-31

Cumberland Brokerage Corporation

Ardmore, PA

Vineland, NJ

Philadelphia, PA

Ardmore, PA

Ardmore, PA

Ardmore, PA

Other Businesses

1) 07/10/2025-Scharf Group, LLC-CEO/Owner-Non-Variable Insurance-Inv related-At Sarasota, FL-Start date 01/01/1995-60hrs/mth-30hrs/mth during trading 2) 06/05/2026 - Scharf Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/1995 - 180 hours per month/ 150 hours during trading 3) 06/09/2026 - Prosperus - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2026 - 30 hours per month/ 20 hours during trading 4) 06/25/2026 - Prosperus Press - Author - Not Investment Related - Sarasota, FL - Start Date 06/13/2026 - 5 hours per month/ 1 hour during trading 5) 06/25/2026 - Prosperus Holdings - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Sarasota, FL - Start Date 06/13/2026 - 1 hour per month/ 1 hour during trading 6) 06/25/2026 - Prosperus Perspectives - Speaker/ Seminar/ Workshops- Not Investment Related - Sarasota, FL - Start Date 06/13/2026 - 6 hours per month/ 1 hour during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-12-07
S63	Uniform Securities Agent State Law Examination	1987-08-13

S65 Uniform Investment Adviser Law Examination

1992-12-07
S63 Uniform Securities Agent State Law Examination

1987-08-13

Other Names

Glenn P Scharf

View on SEC IAPD