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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2011-09-29
TX RA APPROVED 2011-09-29
  • GA RA
    APPROVED
    Since 2011-09-29
  • TX RA
    APPROVED
    Since 2011-09-29

Branch Locations

3 Skidaway Village Sq, Savannah, GA 31411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Savannah GA 09/2011 Present
Bank Of America, N.A. Savannah GA 11/2011 Present
Previous Registrations
Other Businesses

SOTOHILL BIG BOY LLC, NOT INVESTMENT RELATED, TYLER ISLAND, GA, START: 8/2009, 50% OWNERSHIP, 1 HOUR PER MONTH/0 DURING TRADING, DUTIES: REAL ESTATE INVESTMENT. RENTAL PROPERTY. PERONALLY OWNED WITH WIFE CAROL SOTUS JTWROS- 22 TAYLOR ST., TYBEE ISLAND,GA 31328 BEGINNING 10/01/2011. NO BUSINESS DURING TRADE HOURS CAROL SOTUS MANAGING TENANTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-02
S63 Uniform Securities Agent State Law Examination 1986-10-13
  • S65 Uniform Investment Adviser Law Examination
    1994-12-02
  • S63 Uniform Securities Agent State Law Examination
    1986-10-13
Other Names
  • Chris Peter Sotus

View on SEC IAPD

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