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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-05-29 |
Branch Locations
121 Sw Morrison Suite 1800, Portland, OR 97204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Lake Oswego | OR | 02/2013 | 05/2024 |
| Stifel, Nicolaus & Company, Incorporated | Portland | OR | 05/2024 | Present |
1) Turnery Properties I, LLLP; 4315 NW Silverleaf Drive, Portland, OR 97229 Portland OR 97292; Turnery Properties owns one Hotel- the Ramada by Wyndham Minneapolis Golden Valley. Turnquist Hospitality manages the hotel; General Partner; I manage the partnership; 05/05/2004; 12hrs/year; Not During Securities Trading Hours; Investment Related. 2. TURNQUIST HOSPITALITY, LLC; 4315 NW Silverleaf Dr, Portland, OR 97229; Hotel Management; Sole Proprietorship; Oversee Operations; 7/29/2008; 12 hr/week; Not During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-18 |
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