Best Investors Account Sign in
Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-05-29
  • OR RA
    APPROVED
    Since 2024-05-29

Branch Locations

Portland, OR • United States

121 Sw Morrison Suite 1800, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Lake Oswego OR 02/2013 05/2024
Stifel, Nicolaus & Company, Incorporated Portland OR 05/2024 Present
Previous Registrations
  • 2013-02-06 → 2024-06-12
    Portland, OR
    Lake Oswego, OR
    Portland, OR
  • 2011-01-03 → 2013-02-08
    Portland, OR
    Vancouver, WA
  • 2006-02-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Portland, OR
    Portland, OR
    Portland, OR
Other Businesses

1) Turnery Properties I, LLLP; 4315 NW Silverleaf Drive, Portland, OR 97229 Portland OR 97292; Turnery Properties owns one Hotel- the Ramada by Wyndham Minneapolis Golden Valley. Turnquist Hospitality manages the hotel; General Partner; I manage the partnership; 05/05/2004; 12hrs/year; Not During Securities Trading Hours; Investment Related. 2. TURNQUIST HOSPITALITY, LLC; 4315 NW Silverleaf Dr, Portland, OR 97229; Hotel Management; Sole Proprietorship; Oversee Operations; 7/29/2008; 12 hr/week; Not During Securities Trading Hours; Not Investment Related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-08-08
S63 Uniform Securities Agent State Law Examination 1992-05-18
  • S65 Uniform Investment Adviser Law Examination
    2000-08-08
  • S63 Uniform Securities Agent State Law Examination
    1992-05-18
Other Names
  • Eddie Turnquist
  • Edwin Turnquist

View on SEC IAPD

More in Portland, OR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor