Michelle Denise Peterson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-06-29

NY RA
APPROVED

Since 2023-06-29

Branch Locations

Hadley, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Schuylerville	NY	06/2003	11/2016
Voya Financial Advisors, Inc.	Hadley	NY	11/2016	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present

06/2003 → 11/2016

Lpl Financial Llc

Schuylerville, NY
11/2016 → 06/2021

Voya Financial Advisors, Inc.

Hadley, NY
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

NAME OF ENTITY:PROFESSIONAL PLANNING GROUP; Yes; 11 FLANSBURG LANE; HADLEY; NY; 12835; FINANCIAL SERVICES/DBA; ASSOCIATE; 11/1/2016; 170; 140; SALE AND SERVICE SECURITIES AND INVESTMENT PRODUCTS.|

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-12-01

S63 Uniform Securities Agent State Law Examination

1994-12-01

Designations

Certified Financial Planner

Other Names

Midge Peterson

View on SEC IAPD