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7900 International Drive Suite 1075, Bloomington, MN 55425 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-09-25 |
Branch Locations
7900 International Drive Suite 1075, Bloomington, MN 55425 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bloomington | MN | 06/1995 | Present |
| Psc Financial Llc | Bloomington | MN | 08/2014 | Present |
1. 7/31/2006: INTERCHANGE BROKERAGE - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 5% - INTERCHANGE BROKERAGE - SELL FIXED LIFE INSURANCE, DISABILITY INSURANCE AND LONG-TERM CARE INSURANCE THROUGH INTERCHANGE BROKERAGE IN MINNEAPOLIS, MN. 2. 9/24/2010: NEWMAN FINANCIAL SERVICES, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 1% - WRITE LONG TERM CARE INSURANCE THROUGH THIS GENERAL AGENT. 3. 11/24/2014: PSC FINANCIAL, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 10/01/2014 - 120 HOURS PER MONTH/80 HOURS DURING SECURITIES TRADING. 4. 11/26/2014: PSC FINANCIAL, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 03/17/2014 - 160 HOURS PER MONTH/120 HOURS DURING SECURITIES TRADING. 5. 1/22/2015: NO BUSINESS NAME - INVESTMENT RELATED- AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTED 01/20/2015 - 10 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-01-12 |
| S65 | Uniform Investment Adviser Law Examination | 1992-05-20 |
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