Best Investors Account Sign in

Howard Edwin Pakola

Psc Financial LLC

Bloomington, MN

Claim This Profile
Current Employers
Psc Financial Llc

7900 International Drive Suite 1075, Bloomington, MN 55425 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-09-25
  • MN RA
    APPROVED
    Since 2014-09-25

Branch Locations

7900 International Drive Suite 1075, Bloomington, MN 55425 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Bloomington MN 06/1995 Present
Psc Financial Llc Bloomington MN 08/2014 Present
  • 06/1995 → Present
    Lpl Financial, Llc
    Bloomington, MN
  • 08/2014 → Present
    Bloomington, MN
Other Businesses

1. 7/31/2006: INTERCHANGE BROKERAGE - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 5% - INTERCHANGE BROKERAGE - SELL FIXED LIFE INSURANCE, DISABILITY INSURANCE AND LONG-TERM CARE INSURANCE THROUGH INTERCHANGE BROKERAGE IN MINNEAPOLIS, MN. 2. 9/24/2010: NEWMAN FINANCIAL SERVICES, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 1% - WRITE LONG TERM CARE INSURANCE THROUGH THIS GENERAL AGENT. 3. 11/24/2014: PSC FINANCIAL, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR HYBRID - STARTED 10/01/2014 - 120 HOURS PER MONTH/80 HOURS DURING SECURITIES TRADING. 4. 11/26/2014: PSC FINANCIAL, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - STARTED 03/17/2014 - 160 HOURS PER MONTH/120 HOURS DURING SECURITIES TRADING. 5. 1/22/2015: NO BUSINESS NAME - INVESTMENT RELATED- AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - STARTED 01/20/2015 - 10 HOURS PER MONTH/0 HOURS DURING SECURITIES TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-12
S65 Uniform Investment Adviser Law Examination 1992-05-20
  • S63 Uniform Securities Agent State Law Examination
    1993-01-12
  • S65 Uniform Investment Adviser Law Examination
    1992-05-20
Designations
Other Names
  • Howard E Pakola

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bloomington, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor