Thomas Dean Miller

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 01/2025
  Lincoln Financial Securities Corporation
  Wichita, KS
• 01/2025 → 07/2025
  Osaic Wealth, Inc.
  Topeka, KS
• 07/2025 → Present
  Lpl Financial Llc
  Topeka, KS

Previous Registrations

• 2025-01-24 → 2025-07-17
  Osaic Wealth, Inc.
  Topeka, KS
  Wichita, KS
• 2010-11-08 → 2025-01-24
  Osaic Fs, Inc.
  Topeka, KS
  Concord, NH
  Topeka, KS
  Wichita, KS
• 2011-05-04 → 2016-04-29
  Osaic Fa, Inc.
  Wichita, KS
  Topeka, KS
  San Ramon, CA
  Wichita, KS
  Topeka, KS
• 2001-08-01 → 2010-11-11
  Qa3 Financial Llc
  Topeka, KS

Other Businesses

1. 06/2025 - Quantum Wealth Advisors, LLC - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 07/14/2025 2. 06/2025 - Quantum Wealth Advisor - Insurance Agency - Investment related - 4 Hour(s)/Month - 0 Hour(s) During Trading - Topeka, KS 66610 - OBA Start Date: 07/14/2025 3. 06/2025 - Quantum Wealth Advisors, LLC - Business Entity For Tax Prep/Accounting/CPA - Investment related - 4 Hour(s)/Month - 1 Hour(s) During Trading - Topeka, KS 66610 - OBA Start Date: 07/07/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-08
• S63 Uniform Securities Agent State Law Examination
  1986-11-21