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901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-15 |
Branch Locations
901 Ne Loop 410 Suite 100, San Antonio, TX 78209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Antonio | TX | 10/2015 | Present |
| Independent Financial Partners | San Antonio | TX | 10/2015 | 03/2019 |
| Strategic Financial Concepts, Llc | San Antonio | TX | 03/2019 | Present |
1. 4/4/2019 - NFA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 5/3/2019 - Strategic Financial Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2019 - 80 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Strategic Financial Concepts LLC, an independent investment advisor firm. I started this business activity in 04/2019. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-23 |
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