Best Investors Account Sign in

Shawn Christopher Smith

Morgan Stanley

Atlanta, GA

CRD 3236355

Claim This Profile
Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-24
GA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2014-02-24
  • GA RA
    APPROVED
    Since 2009-06-01

Branch Locations

3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Atlanta GA 04/1999 Present
Morgan Stanley Smith Barney Atlanta GA 06/2009 Present
Morgan Stanley Private Bank, N.A New York NY 11/2024 Present
  • 04/1999 → Present
    Citigroup Global Markets Inc.
    Atlanta, GA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 11/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-10
S63 Uniform Securities Agent State Law Examination 2000-04-05
  • S66 Uniform Combined State Law Examination
    2007-12-10
  • S63 Uniform Securities Agent State Law Examination
    2000-04-05

View on SEC IAPD

More in Atlanta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor