Joseph John Gillespie

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Antonio, TX
• 11/2016 → 02/2022
  Wells Fargo Clearing Services, Llc
  San Antonio, TX
• 02/2022 → Present
  Lpl Financial Llc
  San Antonio, TX

Previous Registrations

• 2008-01-25 → 2022-02-15
  Wells Fargo Clearing Services, Llc
  San Antonio, TX
  San Antonio, TX

Other Businesses

1) 02/04/2022 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2022 - 160 Hr/Mth 2) 02/04/2022 - Massachusetts Casualty Ins. Co. - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 04/1999 3) 03/04/2024 - Insurance Agency - Insurance Agent - Investment Related - At Reported Business Location(s) - Start Date 08/30/2023 - 5 Hours Per Month/ 0 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-05-28

Other Names

• Joe Gillespie