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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-03-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Company | Plano | TX | 06/2005 | 03/2017 |
| Metlife Securities Inc | Plano | TX | 06/2005 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Austin | TX | 07/2016 | Present |
| Mml Investors Services, Llc | Austin | TX | 03/2017 | Present |
(1) NAME: Peter P. Berardino INV REL: Y ADD: Residential address NATURE: P&C, Health, and Accident Insurance sales POSITION: Sales START DATE: 09/01/1986 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10. (2) NAME: Joni Berardino INV REL: Y ADD: 12494 Mesa Verde Dr Austin, TX 78737 NATURE: Rental Income POSITION: Co owner with my spouse START DATE: 06/01/2016 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: We have 4 properties in NW Massachusetts that we rent. (3) NAME: Joni Berardino INV REL: Y ADD: 150 Main Street Dalton, MA NATURE: Rental Income POSITION: Co Owner START DATE: 07/01/2019 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: Not much. Consult with my wife on improvements to the house. Bookkeeping, reconciliation of check book. (4) NAME: Joni Berardino INV REL: Y ADD: 60 Main Street Dalton MA NATURE: Rental Income POSITION: Co Owner START DATE: 07/01/2015 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: Not much. Consult with my wife on improvements to the house. Bookkeeping, reconciliation of check book. (5) NAME: Joni Berardino INV REL: Y ADD: 12 White Birch Lane, Hinsdale, MA NATURE: Rental Income POSITION: Co Owner START DATE: 07/01/2020 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: Not much. Consult with my wife on improvements to the house. Bookkeeping, reconciliation of check book. (6) NAME: Peter Berardino INV REL: Y ADD: Pittsfield MA 01201 NATURE: investment property POSITION: Co-owner START DATE: 10/20/2023 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I co own with my wife.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-09 |
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