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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company Plano TX 06/2005 03/2017
Metlife Securities Inc Plano TX 06/2005 03/2017
Massachusetts Mutual Life Insurance Company Austin TX 07/2016 Present
Mml Investors Services, Llc Austin TX 03/2017 Present
  • 06/2005 → 03/2017
    Metropolitan Life Insurance Company
    Plano, TX
  • 06/2005 → 03/2017
    Metlife Securities Inc
    Plano, TX
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Austin, TX
  • 03/2017 → Present
    Austin, TX
Previous Registrations
  • 2007-12-12 → 2017-03-25
    Msi Financial Services, Inc.
    Austin, TX
    Austin, TX
    Austin, TX
    Plano, TX
    Austin, TX
    Austin, TX
    Dallas, TX
    Dallas, TX
  • 1993-01-11 → 2005-07-01
    Osaic Fa, Inc.
    Austin, TX
Other Businesses

(1) NAME: Peter P. Berardino INV REL: Y ADD: Residential address NATURE: P&C, Health, and Accident Insurance sales POSITION: Sales START DATE: 09/01/1986 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 10. (2) NAME: Joni Berardino INV REL: Y ADD: 12494 Mesa Verde Dr Austin, TX 78737 NATURE: Rental Income POSITION: Co owner with my spouse START DATE: 06/01/2016 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: We have 4 properties in NW Massachusetts that we rent. (3) NAME: Joni Berardino INV REL: Y ADD: 150 Main Street Dalton, MA NATURE: Rental Income POSITION: Co Owner START DATE: 07/01/2019 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: Not much. Consult with my wife on improvements to the house. Bookkeeping, reconciliation of check book. (4) NAME: Joni Berardino INV REL: Y ADD: 60 Main Street Dalton MA NATURE: Rental Income POSITION: Co Owner START DATE: 07/01/2015 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: Not much. Consult with my wife on improvements to the house. Bookkeeping, reconciliation of check book. (5) NAME: Joni Berardino INV REL: Y ADD: 12 White Birch Lane, Hinsdale, MA NATURE: Rental Income POSITION: Co Owner START DATE: 07/01/2020 No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: Not much. Consult with my wife on improvements to the house. Bookkeeping, reconciliation of check book. (6) NAME: Peter Berardino INV REL: Y ADD: Pittsfield MA 01201 NATURE: investment property POSITION: Co-owner START DATE: 10/20/2023 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: I co own with my wife.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-26
S63 Uniform Securities Agent State Law Examination 1986-09-09
  • S65 Uniform Investment Adviser Law Examination
    2007-11-26
  • S63 Uniform Securities Agent State Law Examination
    1986-09-09
Other Names
  • Peter Paul Berardine

View on SEC IAPD

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