Vincent Anthony Pallitto

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2000 → Present
  Lpl Financial Llc
  Florham Park, NJ
• 12/2001 → Present
  Summit Asset Management, Inc.
  Florham Park, NJ
• 08/2010 → Present
  Magone & Company, P.C.
  Florham Park, NJ

Previous Registrations

• 2011-01-03 → 2015-08-28
  Summit Asset Management, Inc.
  Florham Park, NJ

Other Businesses

(1) 01/31/2003: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - SELL INS TYPES: LONG-TERM CARE, LIFE (2) 08/17/2012: SUMMIT ASSET MANAGEMENT, INC. - NON-VARIABLE INSURANCE DBA - AT REPROTED BUSINESS LOCATION(S) - 5% OF TIME SPENT - INDPEPENDENT INSURANCE AGENCY SELLING FIXED INSURANCE PRODUCTS (3) 07/14/2015: VINCENT PALLITTO, CPA LLC - NOT INV REL - 30 COLUMBIA TURNPIKE, SUITE 101, FLORHAM PARK, NJ 07932 - TAX PREP/ACCOUNTING/CPA - START 07/01/2015 - 10 HR/MO 2 DURING SECS TRDG HRS - CPA. TAX PREPARATION (4) 08/28/2015 - SUMMIT ASSET MANAGEMENT, INC. -DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 10/11/2001 - 8 HRS/MO DURING SECS TRDG HRS. 5). 05/09/2019 - Estate of Amy M. Abbott - Inv related - At reported business location(s) - Act in a Fiduciary Capacity - start date:04/01/2019 - 6 hrs/mo - 0 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-11
• S63 Uniform Securities Agent State Law Examination
  1999-07-06

Designations

• Certified Financial Planner

Other Names

• Vincent Anthony Pallitto
• Vince Pallitto
• Vinny Pallitto
• Vincent Anthony Pallitto
• Vincent Anthony Pallitto