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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-10-20 |
| NJ | RA | APPROVED | 2002-05-31 |
Branch Locations
30 Columbia Turnpike Ste 101, Florham Park, NJ 07932 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Florham Park | NJ | 12/2000 | Present |
| Summit Asset Management, Inc. | Florham Park | NJ | 12/2001 | Present |
| Magone & Company, P.C. | Florham Park | NJ | 08/2010 | Present |
(1) 01/31/2003: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - SELL INS TYPES: LONG-TERM CARE, LIFE (2) 08/17/2012: SUMMIT ASSET MANAGEMENT, INC. - NON-VARIABLE INSURANCE DBA - AT REPROTED BUSINESS LOCATION(S) - 5% OF TIME SPENT - INDPEPENDENT INSURANCE AGENCY SELLING FIXED INSURANCE PRODUCTS (3) 07/14/2015: VINCENT PALLITTO, CPA LLC - NOT INV REL - 30 COLUMBIA TURNPIKE, SUITE 101, FLORHAM PARK, NJ 07932 - TAX PREP/ACCOUNTING/CPA - START 07/01/2015 - 10 HR/MO 2 DURING SECS TRDG HRS - CPA. TAX PREPARATION (4) 08/28/2015 - SUMMIT ASSET MANAGEMENT, INC. -DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 10/11/2001 - 8 HRS/MO DURING SECS TRDG HRS. 5). 05/09/2019 - Estate of Amy M. Abbott - Inv related - At reported business location(s) - Act in a Fiduciary Capacity - start date:04/01/2019 - 6 hrs/mo - 0 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-06 |
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