Jeffry Allen Carman

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-09-01

SC RA
APPROVED

Since 2023-09-01

Branch Locations

Mount Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aig-American General Life Insurance Company	Coatesville	PA	10/2002	Present
Sagepoint Financial, Inc	Exeter	NH	01/2009	09/2023
Osaic Wealth, Inc.	Mount Pleasant	SC	09/2023	Present

10/2002 → Present

Aig-American General Life Insurance Company

Coatesville, PA
01/2009 → 09/2023

Sagepoint Financial, Inc

Exeter, NH
09/2023 → Present

Osaic Wealth, Inc.

Mount Pleasant, SC

Previous Registrations

2015-10-23 → 2023-09-01

Osaic Services, Inc.

Mount Pleasant, SC

Other Businesses

1) JEFF CARMAN OR CARMAN FINANCIAL RESOURCES POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 28 START DATE: 01/01/1979 ADDRESS: 1643 Adventure Xing, Mount Pleasant SC 29466, United States DESCRIPTION: I EVALUATE WHAT COVERAGE THEY HAVE WHAT ASSETS THEY HAVE AND MAKE RECOMMENDATIONS AS TO THE AMOUNT AND TYPE OF LIFE INSURANCE THAT THEY SHOULD BUY AND FIND THE BEST COMPANY AVAILABLE TO ME FOR THEIR NEEDS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-12-06
S63	Uniform Securities Agent State Law Examination	1988-08-25

S65 Uniform Investment Adviser Law Examination

2013-12-06
S63 Uniform Securities Agent State Law Examination

1988-08-25

Designations

Other Names

Jeffry Allen Carmam
Jeff Carman

View on SEC IAPD