James Allyn Galiger

Employer firm

Spc CRD 110692

$6.10B regulatory AUM 4,483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2001 → Present
  Sigma Financial Corp
  Ann Arbor, MI

Other Businesses

1. DBA - Touch Financial Group, Northfield, IL. Provides financial services. Start date: 4/11/23, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y 2. Sale of insurance (limited to life, Long Term Care and Disability). 3. Bartender/server - LG Events, Park Ridge, IL. Help spouse with her business. Start date: 4/16/19, approx. 4 hrs/mo, none during mkt hrs. Not investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-05
• S63 Uniform Securities Agent State Law Examination
  1990-04-20

Designations

• Certified Financial Planner

Other Names

• James Galiger