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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2007-01-31 |
Branch Locations
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
1661 Feehanville Dr. Suite 440, Mount Prospect, IL 60056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sigma Financial Corp | Ann Arbor | MI | 06/2001 | Present |
1. DBA - Touch Financial Group, Northfield, IL. Provides financial services. Start date: 4/11/23, approx. 160 hrs/mo, all during mkt hrs. INV REL: Y 2. Sale of insurance (limited to life, Long Term Care and Disability). 3. Bartender/server - LG Events, Park Ridge, IL. Help spouse with her business. Start date: 4/16/19, approx. 4 hrs/mo, none during mkt hrs. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-20 |
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