Best Investors Account Sign in
Inactive

Gregory Philip Hartz

Foundation Resource Management, Inc.

Little Rock, AR

CRD 1560014

Claim This Profile
Employer firm

Foundation Resource Management, Inc. CRD 116359

$1.14B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Foundation Resource Management, Inc.

401 W. Capitol, Suite 503, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2008-09-18
AL RA APPROVED 2002-04-17
TX RA APPROVED_RES 2002-01-25
AR RA APPROVED 1992-05-08
  • LA RA
    APPROVED
    Since 2008-09-18
  • AL RA
    APPROVED
    Since 2002-04-17
  • TX RA
    APPROVED_RES
    Since 2002-01-25
  • AR RA
    APPROVED
    Since 1992-05-08

Branch Locations

401 W. Capitol, Suite 503, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foundation Resource Management, Inc. Little Rock AR 02/1992 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-04-28
  • S63 Uniform Securities Agent State Law Examination
    1992-04-28
Designations
  • Chartered Financial Analyst
Other Names
  • Gregory Philip Hartz

View on SEC IAPD

Nearby Firms

EDWARD JONES
ARVEST WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore

Nearby Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR

More in Little Rock, AR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor