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Thomas Joseph Zielinski

Rbc Capital Markets, LLC

Lancaster, PA

York, PA

York, PA

CRD 1559554

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-31
PA RA APPROVED 2008-07-11
  • TX RA
    APPROVED_RES
    Since 2017-03-31
  • PA RA
    APPROVED
    Since 2008-07-11

Branch Locations

2101 Oregon Pike, Lancaster, PA 17601-4604 • United States

912 South George Street First Floor, York, PA 17403 • United States

York, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporations York PA 07/2008 Present
City National Bank York PA 02/2017 01/2025
  • 07/2008 → Present
    Rbc Capital Markets Corporations
    York, PA
  • 02/2017 → 01/2025
    City National Bank
    York, PA
Previous Registrations
  • 2004-01-01 → 2008-07-22
    York, PA
    York, PA
  • 2003-07-03 → 2004-01-01
    J.J.B. Hilliard, W.L. Lyons, Llc
    York, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1986-10-31
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1986-10-31
Other Names
  • Thomas Joseph Zielinksi

View on SEC IAPD

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