Norman Leslie Laporte

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2020-03-31
TX	RA	APPROVED_RES	2016-09-13
PA	RA	APPROVED	2006-12-11

MD RA
APPROVED

Since 2020-03-31
TX RA
APPROVED_RES

Since 2016-09-13
PA RA
APPROVED

Since 2006-12-11

Branch Locations

St Michaels, MD • United States

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Lemoyne	PA	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Lemoyne, PA

Other Businesses

CHANCE HOPE FARM HOMEOWNERS ASSOCIATION; NOT INV. RELATED; ST MICHAELS, MD; PRESIDENT; HOA; START DATE 6/1/2024; 4 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, PROVIDE OVERSIGHT OF THE BOD AND LOT OWNERS COMPLIANCE WITH BYLAWS AND COVENANTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-06-01
S63	Uniform Securities Agent State Law Examination	1986-10-03

S65 Uniform Investment Adviser Law Examination

1992-06-01
S63 Uniform Securities Agent State Law Examination

1986-10-03