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Tcw Investment Management Company LLC CRD 106546
$38.8B regulatory AUM 8,937 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
515 South Flower Street, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| DC | RA | APPROVED | 2025-01-01 |
| FL | RA | APPROVED | 2025-01-01 |
| MD | RA | APPROVED | 2025-01-01 |
| MS | RA | APPROVED | 2025-01-01 |
| SC | RA | APPROVED | 2025-01-01 |
| AL | RA | APPROVED | 2014-02-14 |
| WV | RA | APPROVED | 2009-01-29 |
| PR | RA | APPROVED | 2009-01-20 |
| VA | RA | APPROVED | 2009-01-09 |
| GA | RA | APPROVED | 2005-11-07 |
| NC | RA | APPROVED | 2005-11-03 |
Branch Locations
515 South Flower Street, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tcw Funds Distributors | Los Angeles | CA | 03/2003 | Present |
| Tcw Llc | Los Angeles | CA | 01/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-03 |
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