David William Gamblin

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 10/2023
  Morgan Stanley Smith Barney
  Orlando, FL
• 01/2015 → 10/2023
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2009-06-01 → 2023-11-02
  Morgan Stanley
  Orlando, FL
  Melbourne, FL
• 2004-09-24 → 2009-06-01
  Citigroup Global Markets Inc.
  Orlando, FL
  Melbourne, FL
  Melbourne, FL
• 1994-07-18 → 2004-09-27
  A. G. Edwards & Sons, Inc.
  Melbourne, FL

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 01/2024, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-09-22
• S63 Uniform Securities Agent State Law Examination
  1986-11-04