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Dennis Ramos

Wells Fargo Clearing Services, LLC

Richardson, TX

Fort Worth, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-09
  • TX RA
    APPROVED
    Since 2026-06-09

Branch Locations

1405 E Renner Rd Ste 410, Richardson, TX 75082 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Richardson TX 04/2026 Present
Wells Fargo Bank, Na Richardson TX 08/2025 Present
Overstock Vehicles Lewisville TX 01/2024 08/2025
Black Gold Harley Davidson Allen TX 05/2021 01/2024
Giuliani Cattle Company Frisco TX 01/2020 02/2022
Tullett Prebon Holdings Jersey City NJ 01/2000 05/2018
Unemployed Coconut Creek FL 06/2018 12/2019
  • 04/2026 → Present
    Wells Fargo Clearing Services, Llc
    Richardson, TX
  • 08/2025 → Present
    Wells Fargo Bank, Na
    Richardson, TX
  • 01/2024 → 08/2025
    Overstock Vehicles
    Lewisville, TX
  • 05/2021 → 01/2024
    Black Gold Harley Davidson
    Allen, TX
  • 01/2020 → 02/2022
    Giuliani Cattle Company
    Frisco, TX
  • 01/2000 → 05/2018
    Tullett Prebon Holdings
    Jersey City, NJ
  • 06/2018 → 12/2019
    Unemployed
    Coconut Creek, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-09
S63 Uniform Securities Agent State Law Examination 2026-05-15
  • S65 Uniform Investment Adviser Law Examination
    2026-06-09
  • S63 Uniform Securities Agent State Law Examination
    2026-05-15

View on SEC IAPD

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Other Offices

EDWARD JONES · RICHARDSON, TX
BLUECHIP FINANCIAL PLANNING, INC. · RICHARDSON, TX
EDWARD JONES · RICHARDSON, TX
J.P. MORGAN SECURITIES LLC · RICHARDSON, TX
BOWIE CAPITAL MANAGEMENT, LLC · RICHARDSON, TX
INDEPENDENT FINANCIAL GROUP, LLC · RICHARDSON, TX
FROST INVESTMENT SERVICES · RICHARDSON, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Richardson, TX

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