Domenic Rizzi

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1986 → Present
  Connecticut General Life Ins. Co.
  Hartford, CT
• 04/2010 → Present
  Gwn Securities
  Palm Beach Gardens, FL

Previous Registrations

• 2000-01-01 → 2010-04-06
  Lincoln Investment
  Kansas City, MO
  Kansas City, MO
  Blue Springs, MO

Other Businesses

RELIANT FINANCIAL (INSURANCE); NOT INVESTMENT RELATED; 1600 GENESSEE SUITE 900, KANSAS CITY, MO 64102. INSURANCE/FIXED ANNUITY; AGENT;INSURANCE COMPANIES: ALLIANZ LIFE,AMERICAN NATIONAL,DELTA,F&G,FIRST COLONY;AMERICAN INVESTORS,NATIONAL LIFE,JAMES DUNCAN & ASSOC.,AND STATE LIFE, WEST COAST LIFE, INTEGRITY LIFE,JEFFERSON PILOT, BANNER LIFE,JACKOSON NATIONAL LIFE. KANAWJA, PO BOX 7200 LANCATER, SC 29721, DENTAL INSURANCE, FIN REP 2 HRS MONTH, 2002-PRESENT, DENTAL INSURANCE. BOARD MEMBER POSITION: BOARD MEMBER NATURE: KEEPING CATHOLIC RADIO ON THE AIR INVESTMENT RELATED: YES NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2014 ADDRESS: 201 N INDUSTRIAL PARK ROAD, EXCELSIOR SPRINGS MO 64024 DESCRIPTION: THE BOARD HELPS DECIDE WHETHER TO BUY ANOTHER STATION, HOW TO PAY OFF DEBT AND RAISE MONEY. THERE ARE NO MONEYS TO INVEST. CREATIVE MARKETING POSITION: Agent NATURE: Insurance and Fixed Annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/29/2011 ADDRESS: 11460 Tomahawk Creek PKWY, Ste 100, overland Park KS 66211, United States DESCRIPTION: This company offers Life Insurance and Fixed Annuities. RELIANT FINANCIAL SERVICES NATURE: DBA POSITION: Rep INVESTMENT RELATED: Is Investment Related, START DTAE: 1994-04-01 TRADING HOURS: 160 hours per month SECURITIES TRADING HOURS: 160 hours per month during trading hours DESCRIPTION: This is the name of our company RIZZI ENTERPRISE POSITION: Representative NATURE: Just a name for my business in order to write checks out for business expenses INVESTMENT RELATED: Is Investment Related ADDRESS:1600 Genessee, Suite 961,, , KANSAS CITY, MO, 64102, USA START DATE: 2007-04-14 TRADING HOURS: 0 hours per month SECURITIES TRADING HOURS: 0 hours per month during trading hours COMPENSATION: Other Compensation DDESCRIPTION: Just a name for my business in order to write checks out for business axpense CATHOLIC RADIO Is Not Investment Related, Help raise money, Advisory Board Member, 2014-01-01, 2 hours per month, 0 hours per month during trading hours, No Compensation Compensation, "We would meet once or twice a year to discuss buying radio stations However, we have not met in the last three- four years" DAUGHTERS OF MAY, MOTHER OF ISRAEL'S HOPE Is Not Investment Related, ADDRESS: "1155N FM 2869, , Winnsboro, TX, 75494, United States", Give guidance on budgeting, Board Member, 1/1/2025, 1 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Gives guidance with budget.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-22
• S63 Uniform Securities Agent State Law Examination
  1986-11-04