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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-02-24 |
| TX | RA | APPROVED_RES | 2016-02-24 |
Branch Locations
180 Charlotte Drive Suite 100, Altoona, PA 16601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Altoona | PA | 02/2016 | Present |
1. Commonwealth of PA- Notary; 180 Charlotte Drive Ste 100 Altoona PA 16601; Notary for Altoona Stifel Branch; Notary Public; notarize documents for the branch; affiliation started 03/16/2016; 1 hour per month; during securities trading hours; not investment-related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-21 |
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