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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2021-02-16 |
| PA | RA | APPROVED | 2011-11-01 |
Branch Locations
1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Philadelphia | PA | 10/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 10/2011 | Present |
BPW SCIENCES,LP - 700 S HENDERSON ROAD SUITE 202 KING OF PRUSSIA PA 19406 - MATERIAL SCIENCE COMPANY INVOLVED IN HEALTH CARE AND ENERGY INDUSTRIES - LIMITIED PARTNER, PASSIVE LIMITIED PARTNER. MEET A FEW TIMES PER MONTH FOR AN HOUR TO DISCUSS BUSINESS DEVELOPMENTS - 03/2011 - 0 COMPENSATION, 0 SHARES HELD, 1 HOUR OUTSIDE BUSINESS HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-25 |
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