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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
MI RA APPROVED 2010-02-05
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • MI RA
    APPROVED
    Since 2010-02-05

Branch Locations

741 East Beltline Ne, Grand Rapids, MI 49525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Grand Rapids MI 01/1999 Present
Veltman Investment Mangement Grand Rapids MI 04/1998 Present
Raymond James Financial Services Advisors, Inc. Grand Rapids MI 01/2009 Present
Other Businesses

(1)Name of Business: Veltman Investment Management Address: 741 East Beltline NE Grand Rapids MI 49525, grand rapids, MI, 49525, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/30/1998 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: FA & RIA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-30
S63 Uniform Securities Agent State Law Examination 1999-10-29
  • S65 Uniform Investment Adviser Law Examination
    2009-10-30
  • S63 Uniform Securities Agent State Law Examination
    1999-10-29

View on SEC IAPD

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