James C Egan

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	2009-11-23
NJ	RA	APPROVED	2007-08-02

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 2009-11-23
NJ RA
APPROVED

Since 2007-08-02

Branch Locations

Glen Rock, NJ • United States

2 Crosfield Ave, West Nyack, NY 10994 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Paramus	NJ	06/2007	Present

06/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

Previous Registrations

2002-06-20 → 2007-06-26

Ubs Financial Services Inc.

Paramus, NJ

Paramus, NJ

Other Businesses

I*29159 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GLEN ROCK HIGH SCHOOL INVESTMENT RELATED: N ADDRESS OF BUSINESS: 600 HARRISTOWN ROAD, GLEN ROCK, NEW JERSEY 7452 NATURE OF BUSINESS: OTHER,ASSISTANT VARSITY LACROSSE COACH POSITION, TITLE, ASSOCIATION: OTHER, COACHING LACROSSE START DATE OF RELATIONSHIP: 3/1/2010 NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COACHING AND TEACHING THE GAME OF LACROSSE ASSISTANT LACROSSE COACH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1988-10-28

S63 Uniform Securities Agent State Law Examination

1988-10-28

Other Names

Jim Egan
James C Egan
James Charles Egan

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