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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-14 |
| IA | RA | APPROVED | 2021-10-04 |
| TX | RA | APPROVED_RES | 2021-10-04 |
Branch Locations
4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Davenport | IA | 09/2011 | 10/2021 |
| Morgan Stanley Smith Barney Llc | Davenport | IA | 10/2021 | Present |
| Morgan Stanley Smith Barney Llc | Naples | FL | 10/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2021 | Present |
OUR LADY OF LOURDES CATHOLIC CHURCH / 1506 BROWN STREET BETTENDORF, IA 52722 / OTHER / CHARITIES, CULTURAL, EDUCATIONAL & POLITICAL ORGANISATIONS / RELIGIOUS / TRUSTEE / ADVISOR TO PARISH PASTOR / START DATE 01/01/2011.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-01 |
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