Best Investors
Account
Sign in
Best Investors
Account
Sign in
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-01-08 |
Branch Locations
3622 Lyckan Parkway Suite 4001, Durham, NC 27707 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Art Fncl Servs. | Durham | NC | 07/1986 | Present |
| Augustus Thompson | Durham | NC | 01/1987 | Present |
| Augustus Thompson | Durham | NC | 07/1990 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2015 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2015 | Present |
1) ART FINANCIAL SERVICES; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; TAX PREPARATION SERVICES; START 1986; 14 HOURS/WEEK DURING TRADING HOURS; TAX PREPARATION AND PLANNING/OWNER 2) DBA ART FINANCIAL SERVICES; INVESTMENT RELATED; ADDRESS IS THE REGISTERED LOCATION; FINANCIAL SERVICES; START 5/2015; 20 HOURS/WEEK DURING TRADING HOURS; OWNER/FINANCIAL ADVISOR 3) COVENANT PRESBYTERIAN CHURCH; 2620 WEAVER ST, DURHAM, NC 27707; RELIGIOUS/NONPROFIT; START 2008; 1 HOURS/WEEK AFTER TRADING HOURS; ELDER/HOLDS SEAT ON GOVERNING BODY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-08-20 |
Reach out to this advisor