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Catherine Pelican

Strategic Advisers LLC

Raleigh, NC

Durham, NC

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • NC RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

Raleigh, NC • United States

7011 Fayetteville Rd Suite 110, Durham, NC 27713-7745 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 03/2015 03/2017
Edward Jones Jacksonville FL 03/2017 08/2022
Fidelity Investments Durham NC 09/2022 Present
Fidelity Investments Boston MA 03/2025 Present
Previous Registrations
Other Businesses

OBA-91881|OrgNmn:Respondents|Org Addr:New York C,New York,US|OBA Nature:Company that connects research|Invst Rel:N|Title:participant |Duties:participate in surverys and/or product testing with feedback|StrtDt:09-01-22|TotHrs/mon:3|TrdHrs/mon:0|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-30
S63 Uniform Securities Agent State Law Examination 2011-02-24
  • S65 Uniform Investment Adviser Law Examination
    2015-10-30
  • S63 Uniform Securities Agent State Law Examination
    2011-02-24
Other Names
  • Catherine D Piston
  • Catherine Diane Piston
  • Cathrine Piston
  • Catherine Diane Pelican
  • Catherine Pelican

View on SEC IAPD

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