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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-12-15 |
Branch Locations
900 Camp Street Suite 3C10, New Orleans, LA 70130 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ge Financial Assurance - Gfa | New Orleans | LA | 12/2002 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 05/2009 | 11/2023 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 05/2009 | 11/2023 |
| J.W. Cole Financial, Inc. | Tampa | FL | 12/2023 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 12/2023 | Present |
(1) Advisor Choice; Insurance Brokerage Services; Not Investment Related; 515 Main Street, Suite 414, Thousand Oaks, CA 91360; Agent; Independent Agency; Start 9/2005; 1-2 hours a month. (2) Cypress Wealth Management; DBA; 900 Camp Street, Ste 3C10, New Orleans, LA 70130; Not investment related; Owner/Principal; This is the name that I hold out to the public for my practice; Start 5/2009; Approximate 160 hours/month, 0 during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-02 |
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