David L Maurer

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2017
  Metlife Securities Inc.
  Princeton, NJ
• 03/2017 → Present
  Mml Investors Services, Llc
  Marlton, NJ
• 07/2016 → Present
  Massmutual Life Insurance Co
  Marlton, NJ

Previous Registrations

• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Princeton, NJ
• 2012-05-24 → 2015-01-02
  New England Securities
  Wall Township, NJ
  Princeton, NJ

Other Businesses

(1) Name: Creative Risk Management Inv rel: Y Add: 1305 Campus Parkway, Wall Township NJ 07753 Nature: Outside Insurance Business Position: Broker Start date: 01/01/2015 No hrs/mo: 1 No hrs/mo dur sec trading: 1 Describe duties: Property & Casualty (2) Name: Hudson Spark LLC Inv rel: Y Add: Residential address/PO Box 346 Lumberton NJ 08048 Nature: Rental Income Position: Manager Start date: 5/12/2022 No hrs/mo: 2 No hrs/mo dur sec trading: 0 Describe duties: Purchase, rehab, and maintain residential real estate. Maintain relationship with management company and tenants of properties (3) Name: Independence Wealth Partners, LLC Inv rel: Y Add: 401 Route 73 North, Suite 201, Marlton, NJ 08053 Nature: Financial Advisory Services Team Position: Member Start date: 01/01/2023 No. HR/MO: 10 No. HR/MO during sec trading: 8 Describe duties: Oversee team business and supervise employees

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-03-01
• S63 Uniform Securities Agent State Law Examination
  2004-05-26

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• David Louis Maurer