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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1998-11-30
FL RA APPROVED 1998-02-23
  • TX RA
    APPROVED_RES
    Since 1998-11-30
  • FL RA
    APPROVED
    Since 1998-02-23

Branch Locations

1401 Manatee Ave W, Bradenton, FL 34205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bradenton FL 02/1998 Present
Bank Of America, N.A. Bradenton FL 05/2011 Present
Other Businesses

I*4508333 Entity Type: Entity Governmental Name of OBA: School District of Manatee County Address: Bradenton, Florida, 34205 Investment Related: No Position, Title, Association: Employee Employee Start Date: 11/02/2026 Number of Hours: 16, Weekly Number of Hours during trading: 0, Weekly Duties: County School System substitute teacher

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-04-27
  • S66 Uniform Combined State Law Examination
    1998-04-27
Other Names
  • Chuck Polis

View on SEC IAPD

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