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John Lawrence Sullivan

Sullivan Capital Management

Incline Village, NV

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Current Employers
Sullivan Capital Management

Incline Village, NV • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-26
FL RA APPROVED 2026-01-26
NV RA APPROVED 2026-01-26
  • CA RA
    APPROVED
    Since 2026-01-26
  • FL RA
    APPROVED
    Since 2026-01-26
  • NV RA
    APPROVED
    Since 2026-01-26

Branch Locations

Incline Village, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sullivan Capital Management Incline Village NV 08/1984 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-14
S63 Uniform Securities Agent State Law Examination 1989-07-25
  • S65 Uniform Investment Adviser Law Examination
    1994-12-14
  • S63 Uniform Securities Agent State Law Examination
    1989-07-25

View on SEC IAPD

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