Carole Helene Mcnichol

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2020
  Voya Financial Advisors
  Des Moines, IA
• 03/2016 → Present
  Mcnichol Financial Group, Llc
  Suwanee, GA
• 06/2020 → 06/2024
  Securities America Inc
  Suwanee, GA
• 06/2020 → 06/2024
  Securities America Advisors
  Suwanee, GA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Suwanee, GA

Previous Registrations

• 2020-06-29 → 2024-06-14
  Securities America Advisors, Inc.
  Suwanee, GA
• 2007-10-15 → 2020-07-01
  Voya Financial Advisors, Inc.
  Ellicott City, MD
  Lula, GA
  Suwanee, GA
  Chattanooga, TN
• 2003-03-26 → 2007-07-18
  Valic Financial Advisors, Inc.
  Atlanta, GA
  Atlanta, GA
  Atlanta, GA

Other Businesses

INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 64 SECURITIES TRADING HOURS: 64 START DATE: 06/26/2020 ADDRESS: 634 Streamwood Ivy Trail, Suwanee GA 30024, United States DESCRIPTION: Solicit based on clients needs. SAA POSITION: IAR NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 64 SECURITIES TRADING HOURS: 64 START DATE: 06/26/2020 ADDRESS: 634 Streamwood Ivy Trail, Suwanee GA 30024, United States DESCRIPTION: Solicit based on clients needs. DBA - McNichol Financial Group, LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-03-24
• S63 Uniform Securities Agent State Law Examination
  2000-09-08

Other Names

• Carole Helene Gibson
• Carole Maynard