Manuia Sinapati Sotoa

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 06/2020
  Northwestern Mutual Investment Services Llc
  San Francisco, CA
• 01/2016 → 10/2017
  Unemployed
  Na, CA
• 07/2020 → 07/2020
  Mbo Partners / Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2020 → 09/2022
  Morgan Stanley
  San Francisco, CA
• 01/2023 → Present
  Lpl Financial Llc
  San Diego, CA
• 09/2022 → Present
  Unemployed
  Dublin, CA

Previous Registrations

• 2020-12-21 → 2022-10-14
  Morgan Stanley
  San Francisco, CA

Other Businesses

1) 12/2023- Real Estate Rental - Property Owner - Gilbert, AZ - start date 12/1/2009- 2hrs/mth

Exams

• S66 Uniform Combined State Law Examination
  2020-12-21
• S63 Uniform Securities Agent State Law Examination
  1987-11-20

Other Names

• Sinapati Sotoa
• Sinapati Sotoa
• Sinapati Sotoa
• Sinapati Sotoa
• Sinapati Sotoa
• Sinapati Sotoa
• Sinapati Sotoa
• Manuia Sotoa