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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-04 |
| CA | RA | APPROVED | 2007-07-05 |
Branch Locations
1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States
6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States
Hayward, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life | Pleasanton | CA | 04/2007 | Present |
| Mml Investors Services Inc | Pleasanton | CA | 05/2007 | Present |
(1) NAME: STEPHEN KOH INV REL: Y ADD: RESIDENTIAL ADD NATURE: INSURANCE POSITION: AGENT START DATE: 1987 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 (2) NAME: STEPHEN KOH INV REL: Y ADD: 1601 103RD AVE OAKLAND CA 94603 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE:5/6/19 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 (3) NAME: STEPHEN KOH INV REL: Y ADD: OAKLAND, CA 94605 NATURE: SIMPLE RENTAL PROPERTY POSITION: LANDLORD START DATE:05/01/2024 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 0 (4) NAME: STEPHEN KOH - RELIGIOUS POSITION INV REL: N ADD: 4333 HANSEN AVE., FREMONT, CA 94536 NATURE: RELIGIOUS POSITION: PASTOR START DATE: 05/01/2024 NO HRS/MO: 40 NO HRS/MO DUR TRADING: 0 DUTIES: PREACHING AND PASTORING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-08-29 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-09 |
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