David Anthony Stevens

Current Employers

Employment History

• 11/1999 → 10/2017
  National Planning Corp
  Huntington Beach, CA
• 08/2002 → 10/2017
  The Planners Network
  Huntington Beach, CA
• 10/2017 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 10/2017 → Present
  Spc
  Ann Arbor, MI

Previous Registrations

• 1999-11-30 → 2017-11-02
  National Planning Corporation
  Costa Mesa, CA
• 2002-08-30 → 2003-01-09
  The Planners Network, Inc.
  Huntington Beach, CA

Other Businesses

1. Retired owner of a CPA firm, 940 S Coast Dr., Ste. 255, Costa Mesa, CA 92626 / Still assist a limited number of long-term clients with personal bookkeeping and income tax issues. Start date: 9/1/25, approx. 4 hrs/mo, all during mkt hrs. INV REL: N 2. INTELETRAVEL.COM - 209 NORTH SWINTON AVENUE DELRAY BEACH FL / INDEPENDENT CONTRACTOR / 11/30/2004 / 10 HOURS TOTAL / 0 DURING TRADING HOURS / BOOK TRAVEL / NON-INVESTMENT RELATED 3. RENTAL PROPERTY - OWNER / RENT CONDO / MAZATLAN SINALOA, MEXICO / 10 HOURS PER YEAR / 0 DURING TRADING HOURS / REAL ESTATE - RENTAL PROPERTY / NON-INVESTMENT RELATED 4. OWNER OF 100,000 SHARES OF - CERTUS FINANCIAL GROUP, LLC. PURCHASED IN OCTOBER, 2012 / A PRIVATE SECURITIES TRANSACTION / PERSONAL PURCHASE & INVESTMENT / NON-INVESTMENT RELATED 5. SALES OF LIFE INSURANCE, FIXED AND INDEXED ANNUITIES, AND LONG TERM CARE INSURANCE. 6. DBA - Stevens and Ault Financial Services, Costa Mesa, CA. Start date: 10/30/17, limited number of hrs spent of activity. INV REL: Y

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-05
• S63 Uniform Securities Agent State Law Examination
  1987-08-19

Designations

Other Names

• David Anthony Stevens