Peter Charles Holliday

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2018-11-01
TX	RA	APPROVED_RES	2018-11-01

CA RA
APPROVED

Since 2018-11-01
TX RA
APPROVED_RES

Since 2018-11-01

Branch Locations

600 Anton Blvd Suite 1750, Costa Mesa, CA 92626 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Edelman Financial Group Llc	Fairfax	VA	01/2014	11/2018
Ef Legacy Securities, Llc	Henrico	VA	04/2016	10/2018
Financial Engines Advisors L.L.C.	Sunnyvale	CA	11/2018	Present

01/2014 → 11/2018

Edelman Financial Group Llc

Fairfax, VA
04/2016 → 10/2018

Ef Legacy Securities, Llc

Henrico, VA
11/2018 → Present

Financial Engines Advisors L.L.C.

Sunnyvale, CA

Previous Registrations

2014-01-16 → 2018-11-01

Edelman Financial Services, Llc

Huntington Beach, CA

Costa Mesa, CA

Fairfax, VA
2006-09-11 → 2014-01-28

Charles Schwab & Co., Inc.

Laguna Hills, CA

Mission Viejo, CA
2004-07-23 → 2006-02-24

Lpl Financial Llc

La Quinta, CA

La Quinta, CA
2003-04-02 → 2004-07-27

Waddell & Reed

Indian Wells, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-03-28

S66 Uniform Combined State Law Examination

2003-03-28

Other Names

Peter Charles Holliday

View on SEC IAPD

Current Employers

Edelman Financial Engines

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews