Steven Arch

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Miami, FL
• 11/2016 → 08/2024
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 08/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  Miami, FL

Previous Registrations

• 2003-07-01 → 2024-08-01
  Wells Fargo Clearing Services, Llc
  Miami, FL
  Miami, FL
  Miami, FL
• 1994-06-08 → 2003-07-01
  Prudential Equity Group, Llc
  Miami, FL

Other Businesses

SHAG DIXIE LLC, INV RELATED, MIAMI, FL, 20% OWNERSHIP, START 3/6/2019, 1 HOURS PER MONTH, 0 DURING TRADING, PASSIVE INVESTOR IN COMMERCIAL REAL ESTATE. LSA WEALTH MANAGEMENT LLC; INV RELATED; MIAMI, FL; 16% OWNERSHIP; START 8/5/2024; 40 HOURS PER MONTH; 40 HOURS DURING TRADING; FINET PRACTICE. ARCH GROUP FINANCIAL SERVICES LLC; INV. RELATED; MIAMI, FL; 51% OWNERSHIP; FINET OPERATING COMPANY; START DATE: 8/5/2024; 160 HOURS PER MONTH; 160 HOURS DURING TRADING. YIA PENN LLC ; INV RELATED; MIAMI,FL; OWN RURAL LAND IN PENNSYLVANIA;18% OWNERSHIP; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-05-07
• S63 Uniform Securities Agent State Law Examination
  1987-08-27

Other Names

• Steven Forrest Arch
• Steven Arch