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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-12-17 |
| NY | RA | APPROVED | 2021-03-18 |
Branch Locations
Mount Pleasant, SC • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
300 Madison Avenue 29Th Floor, New York City, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Advisors, Llc | New York | NY | 05/2009 | Present |
| Hightower Securities, Llc | New York | NY | 05/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-09-26 |
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