Cindy Shiu Hing Mercado

Current Employers

Employment History

• 05/2006 → 02/2019
  1St Global Capital Corp
  Phoenix, AZ
• 09/2007 → 02/2019
  1St Global Advisors, Inc.
  Phoenix, AZ
• 03/2015 → 02/2019
  Hatcher Financial, Pc
  Phoenix, AZ
• 03/2019 → 06/2021
  Voya Financial Advisors, Inc.
  Scottsdale, AZ
• 06/2021 → 05/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2024 → Present
  Splaver Wealth Management
  Tempe, AZ
• 05/2024 → Present
  Cetera Advisors
  St Cloud, MN

Previous Registrations

• 2023-06-29 → 2024-05-10
  Cetera Investment Advisers Llc
  Scottsdale, AZ
• 2021-06-09 → 2023-06-29
  Cetera Wealth Services, Llc
  Greenville, SC
  Scottsdale, AZ
• 2019-03-08 → 2021-06-09
  Voya Financial Advisors, Inc.
  Scottsdale, AZ
  Greenville, SC
• 2007-09-19 → 2019-03-01
  1St Global Advisors Inc
  Phoenix, AZ
  Phoenix, AZ

Other Businesses

1.NAME OF OTHER BUSINESS: SPLAVER WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: NOTARIAL SERVICES, START DATE: 03/2019, POSITION/TITLE/RELATIONSHIP: NOTARY, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARIAL UPON REQUEST

Exams

• S66 Uniform Combined State Law Examination
  2007-09-05
• S63 Uniform Securities Agent State Law Examination
  1997-07-28

Other Names

• Cindy Shiu Hing Chiu