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Karen Yuki Barnett

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-10-23
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

9000 Southside Blvd, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Charlotte NC 08/1999 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 10/2009 Present
Previous Registrations
  • 1999-09-22 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Jacksonville, FL
    Boston, MA
    Boston, MA
    Charlotte, NC
    Jacksonville, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-02
S65 Uniform Investment Adviser Law Examination 1996-08-01
  • S63 Uniform Securities Agent State Law Examination
    1998-07-02
  • S65 Uniform Investment Adviser Law Examination
    1996-08-01
Other Names
  • Karen Yuki
  • Karen Yuki Labranche
  • Kiraly Barnett
  • Karen Kiraly Labranche
  • Karen Yuki Kiraly

View on SEC IAPD

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