Marty Sasson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Oxnard, CA
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-07-02 → 2020-11-12
  First Allied Advisory Services, Inc.
  Oxnard, CA
  Oxnard, CA
• 2011-02-11 → 2012-07-02
  First Allied Securities, Inc.
  Oxnard, CA
  San Diego, CA
  Oxnard, CA
  Oxnard, CA
  San Diego, CA
• 2010-08-05 → 2011-02-11
  Qa3 Financial Llc
  Oxnard, CA
• 2008-08-01 → 2010-08-04
  Nationwide Securities, Llc
  Oxnard, CA
• 1999-05-12 → 2008-08-01
  1717 Capital Management Company
  Oxnard, CA
  Beverly Hills, CA

Other Businesses

1.) SASSON FINANCIAL GROUP; DIRECT OWNER; INSURANCE; START DATE: 11/1/1983 2.) MARTY SASSON; OWNER; REAL ESTATE; START DATE 01/01/2007; 8 HOURS PER MONTH.

Exams

• S63 Uniform Securities Agent State Law Examination
  2010-09-27
• S65 Uniform Investment Adviser Law Examination
  1999-04-15