Darsi Diane Mccarthy

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → Present
  Creative Planning
  Overland Park, KS

Previous Registrations

• 2003-12-01 → 2010-10-13
  Charles Schwab & Co., Inc.
  Overland Park, KS
  Overland Park, KS
  Leawood, KS
• 2003-06-30 → 2003-10-29
  Morgan Stanley Dw Inc.
  Overland Park, KS

Exams

• S66 Uniform Combined State Law Examination
  2003-05-13
• S63 Uniform Securities Agent State Law Examination
  1994-10-28

Other Names

• Darsi Diane Mclaughlin
• Darsi Diane Trematore
• Diane Stern
• Darsi Diane Stern
• Darsi Diane Ringer
• Darsi D Stern
• Darsi Ringer