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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2024-11-27 |
| MT | RA | APPROVED | 2024-11-27 |
| OR | RA | APPROVED | 2024-11-27 |
| UT | RA | APPROVED | 2024-11-27 |
| ID | RA | APPROVED | 2024-11-26 |
| WA | RA | APPROVED | 2018-04-27 |
Branch Locations
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Icma Retirement Corporation | Washington | DC | 08/2000 | Present |
Name: Sahalee Country Club. Non-investment related. Address: 21200 NE Sahalee CC Dr. Sammamish, WA98074. Nature of business: Not for profit golf club. Position: Committee member. Start Date: 01/01/2019. Number of hours per month devoted to other business: 2; during securities trading hours 0. Duties: Give suggestions on strategy pertaining to new members and give suggestions in regard to golf tournaments.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-26 |
| S66 | Uniform Combined State Law Examination | 1998-08-26 |
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