Rebecca Lynn Hensley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 01/2017
  Ubs Financial Services Inc.
  Houston, TX
• 01/2017 → 04/2018
  Scottade, Inc.
  Webster, TX
• 02/2018 → 04/2018
  Td Ameritrade, Inc.
  Webster, TX
• 04/2018 → Present
  Lpl Financial Llc
  Houston, TX

Previous Registrations

• 2017-01-30 → 2018-04-02
  Scottrade Investment Management
  Saint Louis, MO
• 2015-02-20 → 2017-01-27
  Ubs Financial Services Inc.
  Houston, TX
  Plano, TX
  Houston, TX
• 2013-04-01 → 2015-03-09
  Morgan Stanley
  Houston, TX
• 2010-12-13 → 2013-03-25
  Ubs Financial Services Inc.
  Houston, TX
• 2008-01-31 → 2009-09-16
  Wells Fargo Clearing Services, Llc
  Austin, TX
• 2005-11-11 → 2008-01-04
  Ubs Financial Services Inc.
  Austin, TX
• 2002-04-30 → 2005-10-18
  Stephens
  Austin, TX

Other Businesses

1)4/2/18- Amegy Wealth Advisors - DBA for LPL Business (entity for LPL business)- Inv. Relatedt- at reported business location(s)- 100%. 2) 5/7/2018 - ZB, N.A., DBA Wealth & Fiduciary Services - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Relationship Manager - Started 04/20/2018 - 5 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-19
• S63 Uniform Securities Agent State Law Examination
  1999-09-20

Other Names

• Rebecca Lynn Biddy
• Becky Biddy
• Rebecca Lynn Biddy
• Becky Hensley