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Russell Stephen Baker

Next Level Private LLC

Harrison, NY

CRD 1551599

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Employer firm

Next Level Private LLC CRD 313247

$1.37B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Next Level Private Llc

500 Mamaroneck Avenue Suite 501, Harrison, NY 10528 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-05-25
  • NY RA
    APPROVED
    Since 2022-05-25

Branch Locations

500 Mamaroneck Avenue Suite 501, Harrison, NY 10528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tullett Prebon Financial Services Llc New York NY 12/2015 02/2021
Next Level Private Llc New York City NY 04/2022 Present
C-19 Safety First New York NY 02/2021 02/2022
  • 12/2015 → 02/2021
    Tullett Prebon Financial Services Llc
    New York, NY
  • 04/2022 → Present
    Next Level Private Llc
    New York City, NY
  • 02/2021 → 02/2022
    C-19 Safety First
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-20
S63 Uniform Securities Agent State Law Examination 2000-06-26
  • S65 Uniform Investment Adviser Law Examination
    2022-04-20
  • S63 Uniform Securities Agent State Law Examination
    2000-06-26
Other Names
  • Russell S Baker

View on SEC IAPD

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