Carlyn M. English

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1999-09-23

TX RA
APPROVED

Since 1999-09-23

Branch Locations

750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States

Galleria Financial Center, Houston, TX 77056 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Richmond, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Painewebber	Houston	TX	05/1999	Present
Ubs Financial Services Inc.	Houston	TX	05/1999	Present

05/1999 → Present

Painewebber

Houston, TX
05/1999 → Present

Ubs Financial Services Inc.

Houston, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-09-22

S63 Uniform Securities Agent State Law Examination

1999-09-22

Other Names

Carlyn M Greenwell
Carlyn Martin Greenwell

View on SEC IAPD

Employer firm

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Nearby Firms

Nearby Investors

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