Gloria Jean Pozzini

Current Employers

Employment History

• 03/1995 → Present
  Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc.
  Arden Hills, MN
• 09/2001 → 11/2024
  Financial Dimensions Group, Inc.
  Arden Hills, MN

Previous Registrations

• 2013-12-19 → 2024-11-01
  Financial Dimensions Group, Inc.
  Arden Hills, MN

Other Businesses

1. GLORIA POZZINI, INVESTMENT RELATED, 3900 NORTHWOODS DRIVE, SUITE 125 ARDEN HILLS, MN 55112, STATUTORY AGENT, NOVEMBER 1986, 10 HOURS MONTH, 2 HOURS DURING TRADING, I SELL LIFE, DISABILITY, FIXED ANNUITY AND LONG TERM CARE INSURANCE TO VARIOUS CLIENTS. I ALSO REVIEW AND/OR MAKE AN ASSESSMENT OF EXISTING INSURANCE COVERAGE THEY MAY HAVE. 2. INVESTMENT ADVISOR - CORPORATE RIA, INVESTMENT RELATED, NEW YORK, NY, STATUTORY AGENT, 09/1995, 10 HOURS MONTH, 10 HOURS DURING TRADING, PROVIDE INVESTMENT ADVICE RELATED TO FINANCIAL ADVISORY SERVICES ASSOCIATED WITH THIRD PARTY MONEY MANAGER OFFERED THROUGH THE INVESTMENT ADVISOR DEPARTMENT OF ROYAL ALLIANCE. 3. FINANCIAL DIMENSIONS GROUP, INC., INVESTMENT RELATED, 6 PINE TREE DRIVE, ARDEN HILLS, MN 55112, INVESTMENT ADVISOR REPRESENTATIVE, JANUARY 2001, 30 HOURS MONTH, 30 HOURS DURING TRADING, DO FINANCIAL PLANNING, RETIREMENT PLANNING, INVESTMENT PLANNING, EDUCATION PLANNING, ESTATE PLANNING AND 40L(K) REVIEWS AS WELL AS INSURANCE ASSESSMENT AND PORTFOLIO ASSESSMENT. 4. INSURANCE - GLORIA POZZINI POSITION: Statutory Agent - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/01/1986 ADDRESS: 6 Pine Tree Drive, Suite 300, Arden Hills MN 55112, United States DESCRIPTION: I sell life, disability, fixed annuity and long term care insurance to various clients. I also review and/or make an assessment of existing insurance coverage they may have. 5.FINANCIAL DIMENSIONS GROUP, INC. POSITION: Secretary/Treasurer, Director NATURE: corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/1995 ADDRESS: 6 Pine Tree Drive, Ste 300, Arden Hills MN 55112, United States DESCRIPTION: We review rental of space, provide accounting for shared expenses by our individual advisors located in the branch and we also lease office equipment and have employees of FDG paid via an ADP payroll and reporting system.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-09-29